Andrea Stock

Andrea Stock currently oversees the company’s compliance program and various SEC filings. Andrea is also involved in the investment accounting group preparing several analyses, reconciliations and financial statements for the funds. Prior to joining Perot in 2006, Andrea was the Director of Compliance for The 401(k) Company (now part of Charles Schwab) a broker-dealer and investment advisor in Austin, TX. There she created the compliance programs and was responsible for the company’s compliance with all aspects of FINRA and SEC regulation as it related to the broker-dealer and investment advisor. Andrea also spent 5 years as an investment accountant and financial reporting manager at AIM Management (Invesco) in Houston. She holds a Certified Regulatory and Compliance Professional (CRCP) designation from the FINRA Institution at The Wharton School. Andrea graduated magna cum laude from Houston Baptist University with a BBA in accounting and business administration.